Anti Money Laundering and Compliance Advice

Policy Creation
 

⦁    We will complete an assessment of the legal and regulatory environment in which your business operates and create policies to effectively manage the risks associated with AML & TF, Data Protection, PEPs & Sanctions, CDD, EDD, B2B & B2C Onboarding etc.

Suspicious Activity/Transaction Reporting

⦁    Where Money Laundering Risks are identified it is the responsibility of your Money Laundering Reporting Officer or MLRO to report these suspicions to the relevant Financial Intelligence Analysis Unit relevant to your jurisdiction. We can ensure you fulfil your obligations in this regard

Mergers/Acquisitions/ Takeovers

⦁    We can offer a consultation service to capture Compliance risks associated with purchasing new businesses or large assets from within or outside of your current operating jurisdiction

Anti Money Laundering/Compliance

Assessment of the legal and regulatory environment in which your business operates

Creation of policies to effectively manage the risks associated with AML & TF, Data Protection, PEPs & Sanctions, CDD, EDD, B2B & B2C Onboarding etc.

Design of bespoke processes to suit your organisation & its resourcing. Essential to any healthy compliance frame work 

Risk Assessment Creation

Health check of your existing Risk Assessment or alternatively create a new one from scratch

Suspicious Activity/Transaction Reporting

Where Money Laundering Risks are identified it is the responsibility of your Money Laundering Reporting Officer or MLRO to report these suspicions to the relevant Financial Intelligence Analysis Unit relevant to your jurisdiction. We can ensure you fulfil your obligations in this regard

Provide bespoke training to all levels of your organisation in all areas of Compliance.

Team & Organisational Structure assessment promoting compliance champions within your organisation

Enhanced customer due diligence

Process Architecture
 

⦁    We can design bespoke processes to suit your organisation & its resourcing. Essential to any healthy compliance frame work are clear, easy to follow & manageable processes to capture risks in real time.

Bespoke

Training
 

⦁    We can create & deliver bespoke training to all levels of your organisation in all areas of Compliance. 

Independent
Auditing

⦁    Whether your organisation is newly created, has undergone some recent changes or has simply worked in a specific way for a number of years, it may be a good time to have an independent audit completed to assess your weaknesses. We can complete that audit for you

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Other Services
Include:

⦁    Crisis Management
⦁    Ongoing regulatory update service
⦁    Emerging trend analysis & information
⦁    Confidential advice & guidance
⦁    Independent perspective
⦁    Staff vetting

Risk Assessment Creation

⦁    Most organisations offering financial products will be mandated to have a living, breathing document which assesses each individual financial crime risk. We can complete a health check of your existing Risk Assessment or alternatively create a new one from scratch

Team and
Organisational
Structure

⦁    We conduct thorough assessments of resourcing and structures to identify gaps or promote compliance champions within your organisation. We can provide independent feedback on where your organisation & its culture sits when compared to similar industry standards

Due
Dilligence

⦁    We offer Customer Due Diligence, Enhanced Due Diligence as well as Corporate Onboarding services to our clients. This includes a full open-source dossier on the customer or corporate entity identifying things like property ownership, business interests, credit checks as well as UBO information